Unclaimed
Luis Flores is a registered representative of Fidelity Brokerage Services LLC and has been in the industry since December 2022. Luis holds the Series 7TO, SIE, and Series 63 licenses and is registered in 53 states and the District of Columbia. Luis is committed to providing financial guidance and investment solutions to help individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
12/15/2022 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 12/30/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/08/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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