Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Moya is a financial advisor with Capstone Partners. Luis has been in the financial services industry since 2015. Luis is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 63, 24, 79, 22 and SIE licenses. Luis is also registered in Colorado. Luis previously worked at HEADWATERS BD, LLC and CRESCENT SECURITIES GROUP, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
05/18/2018 - Present
Capstone Partners (Dallas TX)
CO
02/05/2016 - 06/26/2018
HEADWATERS BD, LLC (DENVER CO)
TX
09/22/2015 - 01/27/2016
CRESCENT SECURITIES GROUP, INC. (PLANO TX)
BC
Issued 09/14/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/21/2015
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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