Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Carrera is a financial advisor with over 16 years of experience in the financial services industry. Luis currently works for LPL Financial LLC. Luis has held previous roles at Charles Schwab & Co., Inc., Fidelity Brokerage Services LLC, and Wells Fargo Investments, LLC. Luis is a Series 66, Series 7, Series 9 and Series 10 licensed advisor and holds licenses in Arizona, Arkansas, California, Michigan, Missouri, Texas, Washington, and Wyoming. Luis's specialties include financial planning, portfolio management for businesses and individuals, and consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/16/2023 - Present
LPL Financial LLC (LA QUINTA CA)
CA
11/12/2015 - 09/22/2022
CHARLES SCHWAB & CO., INC. (Indian Wells CA)
CA
08/17/2015 - 10/19/2015
FIDELITY BROKERAGE SERVICES LLC (PALM DESERT CA)
WA
07/18/2007 - 08/05/2015
CHARLES SCHWAB & CO., INC. (SEATTLE WA)
CA
05/17/2006 - 07/09/2007
WELLS FARGO INVESTMENTS, LLC (PALM SPRINGS CA)
BOTH
Issued 05/26/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/19/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/31/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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