Unclaimed
Luis Arturo Avila is a financial professional with over a decade of experience in the industry. Luis has held positions at several firms including Fidelity Brokerage Services LLC, NYLIFE Securities LLC, and Avantax Investment Services, Inc. Currently, Luis is registered with National Financial Services LLC as a Registered Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
12/20/2021 - Present
National Financial Services LLC (WESTLAKE TX)
TX
03/02/2021 - 11/22/2021
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
12/26/2019 - 04/02/2020
NYLIFE SECURITIES LLC (DALLAS TX)
TX
10/25/2019 - 12/02/2019
AVANTAX INVESTMENT SERVICES, INC. (DALLAS TX)
TX
01/07/2016 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
07/28/2014 - 01/06/2016
BBVA SECURITIES INC. (RICHARDSON TX)
MA
01/20/2012 - 06/30/2014
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
TX
12/11/2008 - 02/28/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EL PASO TX)
BOTH
Issued 01/20/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/04/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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