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Luis Arturo Avila

National Financial Services LLC

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About Luis Arturo Avila

Luis Arturo Avila is a financial professional with over a decade of experience in the industry. Luis has held positions at several firms including Fidelity Brokerage Services LLC, NYLIFE Securities LLC, and Avantax Investment Services, Inc. Currently, Luis is registered with National Financial Services LLC as a Registered Representative.

Firm Information

Luis Avila is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Luis Avila’s Registration & Firm History

TX

12/20/2021 - Present

National Financial Services LLC (WESTLAKE TX)

TX

03/02/2021 - 11/22/2021

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

TX

12/26/2019 - 04/02/2020

NYLIFE SECURITIES LLC (DALLAS TX)

TX

10/25/2019 - 12/02/2019

AVANTAX INVESTMENT SERVICES, INC. (DALLAS TX)

TX

01/07/2016 - 10/25/2019

1ST GLOBAL CAPITAL CORP. (DALLAS TX)

TX

07/28/2014 - 01/06/2016

BBVA SECURITIES INC. (RICHARDSON TX)

MA

01/20/2012 - 06/30/2014

SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)

TX

12/11/2008 - 02/28/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EL PASO TX)

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Licenses & Designations

BOTH

Issued 01/20/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/04/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/10/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Luis Arturo Avila.
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