Unclaimed
Luis Armando Romero is a registered representative with Nationwide Investment Services Corp. and has been in the securities industry since August 29, 2008. Luis has held previous positions with Nationwide Securities, LLC and Nationwide Securities, Inc. Luis is licensed to conduct business in Virginia and has passed several industry exams including Series 6, Series 26, Series 63, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
05/30/2023 - Present
Nationwide Investment Services Corp. (COLUMBUS OH)
OH
03/18/2015 - 06/20/2023
NATIONWIDE SECURITIES, LLC (COLUMBUS OH)
VA
03/28/2008 - 04/01/2013
NATIONWIDE SECURITIES, LLC (RICHMOND VA)
OH
01/18/2005 - 07/31/2006
NATIONWIDE SECURITIES, INC. (COLUMBUS OH)
BC
Issued 03/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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