Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Mercado is a registered investment advisor representative, currently employed by U.S. Bancorp Investments, Inc. Luis has been in the industry since 2009 and is licensed to advise clients in California. Luis has a Series 6, 7, and 63 licenses as well as a Series 65 license, making Luis qualified to provide investment advice in a wide range of areas. Luis has worked at several well-known firms including Wells Fargo Advisors, LLC, Fidelity Brokerage Services LLC and J.P. Morgan Securities LLC. Luis has also been active in the community, serving as a commissioner for the South San Francisco Housing Authority.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
CA
12/06/2023 - Present
U.s. Bancorp Investments, Inc. (San Francisco CA)
CA
04/15/2021 - 12/05/2023
FIDELITY BROKERAGE SERVICES LLC (SAN FRANCISCO CA)
CA
05/04/2017 - 04/07/2021
WELLS FARGO CLEARING SERVICES, LLC (LOS ALTOS CA)
CA
12/24/2014 - 05/25/2016
WELLS FARGO ADVISORS, LLC (SAN FRANCISCO CA)
CA
05/06/2013 - 12/12/2014
J.P. MORGAN SECURITIES LLC (MENLO PARK CA)
CA
07/23/2012 - 11/07/2012
NEW ENGLAND SECURITIES (FOSTER CITY CA)
CA
01/03/2011 - 12/14/2011
WELLS FARGO ADVISORS, LLC (SAN MATEO CA)
CA
04/23/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SAN MATEO CA)
CA
11/05/2007 - 05/11/2010
WELLS FARGO ADVISORS, LLC (SAN MATEO CA)
IA
Issued 02/08/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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