Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Antonio Izaguirre is a financial advisor with over 20 years of experience in the industry. Luis has held various positions at firms such as Wells Fargo Investments, LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., CITIGROUP GLOBAL MARKETS INC., MORGAN STANLEY, RBC CAPITAL MARKETS, LLC, and currently at UBS Financial Services Inc. Luis holds the Series 7, Series 66, and SIE licenses, and is registered with the state of California and Texas. Luis is dedicated to providing his clients with comprehensive financial planning services, including portfolio management, investment advice, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
04/28/2015 - Present
UBS Financial Services Inc. (SAN DIEGO CA)
CA
05/08/2014 - 05/14/2015
RBC CAPITAL MARKETS, LLC (SAN DIEGO CA)
CA
06/01/2009 - 05/14/2014
MORGAN STANLEY (SAN DIEGO CA)
CA
12/13/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAN DIEGO CA)
CA
09/22/2003 - 12/15/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (CORONADO CA)
CA
03/21/2002 - 11/04/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
BOTH
Issued 07/12/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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