Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Antonio Gutierrez is a financial advisor at Oppenheimer & Co. Inc. with over 20 years of experience in the industry. Luis has a strong track record in providing investment advice and portfolio management services to a diverse range of clients. Prior to joining Oppenheimer & Co. Inc., Luis held positions at William Blair & Company L.L.C. and Goldman, Sachs & Co. Luis holds a Series 7, Series 3, Series 55, Series 57TO, and Series 63 license. Luis specializes in providing investment advice and portfolio management services to individuals, corporations, and businesses. Luis is committed to providing his clients with personalized service and sound financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
09/21/2009 - Present
Oppenheimer & Co. Inc. (CHICAGO IL)
IL
04/20/2009 - 09/30/2009
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
NY
09/12/2000 - 12/31/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 09/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/15/2006
Series 3 - National Commodity Futures Examination
BC
Issued 09/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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