Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Gonzalez-rivera is a financial professional with over 10 years of experience in the industry. Luis has a Series 63, Series 65, Series 24, SIE, and Series 7 licenses. Luis is currently registered with Kovack Advisors, Inc. in Florida and Puerto Rico. Luis's primary focus is on investment advisory and portfolio management services for individuals and businesses. Luis also specializes in financial planning and selecting other advisors to meet client needs. In addition to Kovack Advisors, Inc., Luis has previously been registered with Equitable Advisors, LLC. Luis is a member of the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PR
04/02/2024 - Present
Kovack Advisors, Inc. (Ponce PR)
PR
04/15/2013 - 12/21/2020
EQUITABLE ADVISORS, LLC (PONCE PR)
BC
Issued 05/28/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/23/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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