Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Antonio Delgado is a financial advisor with Boreal Capital Management LLC. Luis has been a registered representative for over 15 years. Luis has passed the Series 4, 7, 24, 51 and 66 examinations and has experience working with high net worth individuals, corporations, and other businesses. Luis has worked at several firms throughout his career including Wells Fargo Advisors, LLC, Wells Fargo Clearing Services, LLC, J.P. Morgan Securities LLC, Chase Investment Services Corp., Statetrust Investments Inc., and Ameriprise Financial Services, Inc. Luis is currently registered in Florida as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
FL
09/15/2021 - Present
Boreal Capital Management LLC (MIAMI FL)
FL
10/19/2012 - 06/21/2021
WELLS FARGO CLEARING SERVICES, LLC (DORAL FL)
FL
10/01/2012 - 10/25/2012
J.P. MORGAN SECURITIES LLC (MIAMI FL)
FL
03/03/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MIAMI FL)
FL
09/16/2009 - 02/23/2010
STATETRUST INVESTMENTS INC. (BOCA RATON FL)
FL
01/09/2006 - 04/14/2009
AMERIPRISE FINANCIAL SERVICES, INC. (BOCA RATON FL)
MN
01/09/2006 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 11/03/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/01/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/15/2008
Series 4 - Registered Options Principal Examination
BC
Issued 03/19/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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