Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Angel Rios Alvarado is a registered investment advisor representative with Wells Fargo Clearing Services, LLC, based in Milwaukee, Wisconsin. Luis has been in the industry since 2019 and holds several professional licenses including Series 7, Series 63, and Series 65. Luis specializes in financial planning, portfolio management, and investment consulting services. Luis is committed to providing clients with personalized financial advice and strategies to help them achieve their financial goals. Luis has experience working with a wide range of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
10/26/2021 - Present
Wells Fargo Clearing Services, LLC (MILWAUKEE WI)
WI
09/28/2020 - 12/02/2020
WELLS FARGO CLEARING SERVICES, LLC (GREEN BAY WI)
IA
Issued 06/26/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2020
Series 7TO - General Securities Representative Examination
BC
Issued 03/13/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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