Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Alfredo Martinez is a financial advisor with Wells Fargo Clearing Services, LLC. Luis has been in the financial services industry since 2002. Luis is registered with the following regulatory organizations: FINRA, the state of New York. Luis specializes in portfolio management for individuals and businesses. Luis has also worked with other firms, including UBS Financial Services Inc., Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Bear, Stearns & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
02/28/2020 - Present
Wells Fargo Clearing Services, LLC (PEARL RIVER NY)
NY
03/31/2010 - 06/26/2019
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
06/01/2009 - 03/08/2010
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
08/09/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
04/16/2002 - 04/17/2006
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 05/22/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 04/15/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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