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Luis Alfonso Zapata

Santander Securities LLC

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About Luis Alfonso Zapata

Luis Alfonso Zapata is a registered representative and investment advisor representative. Luis is currently registered with Santander Securities LLC in Coconut Grove, FL and Miami, FL. Luis has been in the industry since 2014. Luis was previously registered with HSBC Securities (USA) Inc. in Miami, FL. Luis has passed the Series 63, Series 65, Series 7 and SIE exams. Luis specializes in portfolio management for individuals and businesses, financial planning, and selection of other advisors.

Firm Information

Luis Zapata is currently registered with Santander Securities LLC. Santander Securities LLC is a Limited Liability Company headquartered in Boston, MA. Founded in 2023, the firm offers financial planning, portfolio management for individuals and businesses, and selection of other advisers. Santander Securities LLC manages approximately $2,130,323,875 in regulatory assets under management for 9,813 clients. They are registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Santander Securities LLC

75 STATE STREET

BOSTON, MA 02109

$2.13B

Assets Under Management

Not reported

Total Clients

365

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Luis Zapata’s Registration & Firm History

FL

10/11/2019 - Present

Santander Securities LLC (Coconut Grove FL)

FL

12/15/2014 - 09/19/2017

HSBC SECURITIES (USA) INC. (MIAMI FL)

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Licenses & Designations

BC

Issued 05/15/2015

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 06/12/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/19/2017

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Luis Alfonso Zapata.
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