Unclaimed
Luis Alfonso Vega is a financial advisor with over 13 years of experience in the industry. Luis is currently registered with Purshe Kaplan Sterling Investments in Lighthouse Point, Florida. Luis has previously been registered with Securities America, Inc., LPL Financial LLC, and Mutual Service Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
04/01/2022 - Present
Purshe Kaplan Sterling Investments (Lighthouse Point FL)
FL
07/09/2015 - 04/01/2022
SECURITIES AMERICA, INC. (LIGHTHOUSE POINT FL)
FL
09/08/2009 - 07/21/2015
LPL FINANCIAL LLC (DEERFIELD BEACH FL)
NY
05/25/2009 - 09/08/2009
MUTUAL SERVICE CORPORATION (HOWARD BEACH NY)
BC
Issued 11/13/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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