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Luis Alfonso Vega

Purshe Kaplan Sterling Investments

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About Luis Alfonso Vega

Luis Alfonso Vega is a financial advisor with over 13 years of experience in the industry. Luis is currently registered with Purshe Kaplan Sterling Investments in Lighthouse Point, Florida. Luis has previously been registered with Securities America, Inc., LPL Financial LLC, and Mutual Service Corporation.

Firm Information

Luis Vega is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Luis Vega’s Registration & Firm History

FL

04/01/2022 - Present

Purshe Kaplan Sterling Investments (Lighthouse Point FL)

FL

07/09/2015 - 04/01/2022

SECURITIES AMERICA, INC. (LIGHTHOUSE POINT FL)

FL

09/08/2009 - 07/21/2015

LPL FINANCIAL LLC (DEERFIELD BEACH FL)

NY

05/25/2009 - 09/08/2009

MUTUAL SERVICE CORPORATION (HOWARD BEACH NY)

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Licenses & Designations

BC

Issued 11/13/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Luis Alfonso Vega.
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