Unclaimed
Luis Alfonso Marino is a financial advisor with over 30 years of experience in the industry. Currently, Luis is registered with Savile Capital Markets LLC in Sheridan, Wyoming. Prior to this, Luis was registered with UCAP Securities LLC, Investment Placement Group, Rodman & Renshaw, LLC, Genesis Securities, LLC, Pali Capital, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Luis has passed Series 3, 4, 63, 7, 8, and 24 exams and is licensed to sell securities in Connecticut, Florida, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
WY
04/24/2023 - Present
Savile Capital Markets LLC (SHERIDAN WY)
NY
06/06/2016 - 11/23/2020
UCAP SECURITIES LLC (New York NY)
CA
06/21/2012 - 01/04/2016
INVESTMENT PLACEMENT GROUP (SAN DIEGO CA)
CT
09/09/2011 - 06/01/2012
RODMAN & RENSHAW, LLC (NORWALK CT)
NY
08/11/2009 - 11/15/2010
GENESIS SECURITIES, LLC (NEW YORK NY)
NY
11/08/2004 - 02/13/2009
PALI CAPITAL, INC. (NEW YORK NY)
NY
11/19/1985 - 10/12/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 01/03/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2017
Series 4 - Registered Options Principal Examination
BC
Issued 01/18/2005
Series 24 - General Securities Principal Examination
BC
Issued 05/22/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/24/2022
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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