Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Alfonso Almendarez is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Luis has been in the financial industry since 2002. Luis is registered in California and Texas and holds the Series 7, Series 63, and Series 66 securities licenses. Luis has experience with a variety of clients including individuals, corporations, insurance companies, pension and profit-sharing plans, and charitable organizations. Luis is committed to providing personalized financial advice and investment management services to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/09/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (OAKLAND CA)
CA
11/07/2017 - 09/13/2021
UNIONBANC INVESTMENT SERVICES, LLC (BERKELEY CA)
CA
11/29/2012 - 11/07/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OAKLAND CA)
CA
11/28/2007 - 03/16/2012
UNIONBANC INVESTMENT SERVICES, LLC (MARTINEZ CA)
CA
08/24/2006 - 08/13/2007
PRINCOR FINANCIAL SERVICES CORPORATION (SAN RAFAEL CA)
TX
12/21/2002 - 03/15/2006
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
NY
02/27/2002 - 05/13/2002
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
03/31/2000 - 07/23/2001
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BOTH
Issued 06/01/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Luis Almendarez is the right advisor for you? Invested Better is here to help.
