Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Alejandro Tena is a financial advisor at Fidelity Brokerage Services LLC. Luis holds Series 7TO, SIE, Series 9, Series 10 and Series 63 licenses. Luis has been in the industry since September 1, 2022. Fidelity Brokerage Services LLC is a firm that has been registered with FINRA. Luis is registered with FINRA and is also registered with the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NM
09/02/2022 - Present
Fidelity Brokerage Services LLC (ALBUQUERQUE NM)
BC
Issued 09/10/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/12/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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