Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Alberto Rosario is an Investment Advisor Representative registered with Oppenheimer & Co. Inc. Luis Alberto has been in the industry since June 24, 2003. Luis Alberto has been with Oppenheimer & Co. Inc. since June 2014. Prior to that, Luis Alberto was registered with UBS Financial Services INCORPORATED OF PUERTO RICO, UBS FINANCIAL SERVICES INC. and POPULAR SECURITIES, INC. Luis Alberto has passed the Securities Industry Essentials Examination, the General Securities Representative Examination and the Uniform Combined State Law Examination. Luis Alberto is registered in Florida, New Jersey, New York, Puerto Rico and Texas. Luis Alberto specializes in providing services to High Net Worth Individuals, individuals other than high-net-worth, Corporations or other businesses, pension and profit-sharing plans, charitable organizations, retirement and other entity types and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
03/05/2018 - Present
Oppenheimer & Co. Inc. (FORT LAUDERDALE FL)
PR
02/08/2007 - 07/08/2014
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (GUAYNABO PR)
PR
02/08/2007 - 06/30/2014
UBS FINANCIAL SERVICES INC. (GUAYNABO PR)
PR
06/24/2003 - 02/08/2007
POPULAR SECURITIES, INC. (SAN JUAN PR)
BOTH
Issued 12/23/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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