Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Alberto Romero is an investment professional currently associated with PFS Investments Inc., located in HOUSTON, TX. Luis has been in the industry since 2022 and holds a Series 63, Series 6TO and SIE licenses. Luis's focus is in providing investment advice and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TX
05/02/2022 - Present
PFS Investments Inc. (HOUSTON TX)
BC
Issued 05/20/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/04/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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