Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Ortiz is a financial advisor with Empower Advisory Group, LLC. Luis Ortiz has been in the financial services industry for over 9 years and has experience in providing financial planning and portfolio management services for individuals. Luis Ortiz is registered with FINRA and has a Series 7, 63, and 66 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
09/19/2022 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CO
12/18/2018 - 10/07/2019
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
03/26/2018 - 12/12/2018
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
PA
05/29/2013 - 09/21/2017
VANGUARD MARKETING CORPORATION (MALVERN PA)
BOTH
Issued 09/03/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/10/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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