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Luis Alberto Lubo

Fidelity Brokerage Services LLC

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About Luis Alberto Lubo

Luis Alberto Lubo is a financial professional with over 2 years of experience in the securities industry. Luis currently holds a Series 7, Series 63, Series 99, and SIE licenses and is registered with Fidelity Brokerage Services LLC. Luis has previously held a position at FIDELITY DISTRIBUTORS COMPANY LLC. Luis is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Firm Information

Luis Lubo is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Luis Lubo’s Registration & Firm History

RI

02/07/2023 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

RI

09/13/2021 - 10/31/2022

FIDELITY DISTRIBUTORS COMPANY LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 12/18/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/07/2023

Series 99TO - Operations Professional Examination

BC

Issued 09/13/2021

Series 7TO - General Securities Representative Examination

BC

Issued 12/20/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are 5 public disclosures for Luis Alberto Lubo. Review regulatory record here.
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