Unclaimed
Luis Alberto Ayala Bautista is a financial advisor at PFS Investments Inc. Luis Alberto Ayala Bautista is a registered investment advisor in California and has been in the industry since 2022. Luis Alberto Ayala Bautista is also a registered representative in California. Luis Alberto Ayala Bautista holds Series 63, 65, and 26 licenses. Luis Alberto Ayala Bautista has experience in providing financial advice to individuals, corporations, and charitable organizations. Luis Alberto Ayala Bautista also has experience in the sale of investment-related products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
06/06/2024 - Present
PFS Investments Inc. (SAN DIEGO CA)
IA
Issued 05/30/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/31/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/19/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/12/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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