Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis A. Garcia is a registered representative with Oppenheimer & Co. Inc. in Coral Gables, Florida. Luis has been in the securities industry since April 12, 2000. Luis has passed the Series 66, Series 7 and SIE exams. Luis has been registered with Oppenheimer & Co. Inc. since March 2015, and previously worked at RBC Capital Markets, LLC from February 2013 to April 2015 and Merrill Lynch, Pierce, Fenner & Smith Incorporated from April 2000 to February 2013. Luis is currently registered in Florida, Texas and other states. Luis has experience working with individuals, high-net-worth individuals, corporations and other businesses, charitable organizations, pension and profit sharing plans, insurance companies, and other entity types. Oppenheimer & Co. Inc. provides a range of financial services, including financial planning, portfolio management for individuals and businesses, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
03/31/2015 - Present
Oppenheimer & Co. Inc. (CORAL GABLES FL)
FL
02/21/2013 - 04/21/2015
RBC CAPITAL MARKETS, LLC (MIAMI FL)
FL
04/13/2000 - 02/22/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)
BOTH
Issued 08/04/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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