Unclaimed
Luigi Roxas is a registered representative at PFS Investments Inc. Luigi is licensed in five states: California, Florida, Louisiana, Missouri, and Tennessee. Luigi has passed the Securities Industry Essentials (SIE), Series 63 and Series 6TO exams. Luigi has been in the industry since March 2024. PFS Investments Inc. is a registered investment advisor with approximately $8.5 Billion of regulatory assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
04/01/2024 - Present
PFS Investments Inc. (LONG BEACH CA)
BC
Issued 07/01/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/30/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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