Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luigi? Claim Your ProfileLuigi Assante has been in the financial industry since January 8, 1999 and is currently registered with Invesco Distributors, Inc. Luigi is a Series 6, 7, and 63 licensed professional. Luigi has a history of working for other firms including MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, OPPENHEIMERFUNDS DISTRIBUTOR, INC., and ROYAL ALLIANCE ASSOCIATES, INC. Luigi is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/09/2021 - Present
Invesco Distributors, Inc. (NEW YORK NY)
CT
03/12/2021 - 10/18/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREENWICH CT)
NY
05/25/2019 - 11/04/2020
INVESCO DISTRIBUTORS, INC. (NEW YORK NY)
NY
03/02/2004 - 05/25/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
AZ
11/04/1996 - 05/23/2002
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
BC
Issued 12/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/01/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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