Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luella? Claim Your ProfileLuella Wingate is an experienced financial professional with over 30 years of experience in the industry. Luella currently works for Prospera Financial Services, Inc. and is registered in the state of Texas. Luella previously worked for UBS PAINEWEBBER INC. and J.C. BRADFORD & CO.. Luella holds Series 7, 24, 63 and SIE licenses. Luella specializes in providing financial planning, investment advice, and portfolio management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
TX
01/03/2005 - Present
Prospera Financial Services, Inc. (DALLAS TX)
NJ
08/14/2000 - 10/09/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
01/27/1992 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NA
02/16/1990 - 01/27/1992
LADD DINKINS & COMPANY
NA
05/23/1986 - 02/16/1990
LADD DINKINS & COMPANY
BC
Issued 05/10/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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