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Lue Li

Jefferies LLC

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About Lue Li

Lue Li is a financial advisor registered with Jefferies LLC. Lue holds the Series 79TO, Series 63 and SIE licenses. Lue is registered in California. Lue Li has been in the financial services industry for 1 year and 10 months.

Firm Information

Lue Li is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lue Li’s Registration & Firm History

CA

07/18/2022 - Present

Jefferies LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 07/25/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/18/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/01/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lue Li.
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