Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ludy? Claim Your ProfileLudy Lucien is a financial professional with over 6 years of experience in the industry. Ludy Lucien is currently registered with Daiwa Capital Markets America Inc. Prior to that, Ludy Lucien was employed with SMBC NIKKO SECURITIES AMERICA, INC. and VISION FINANCIAL MARKETS LLC. Ludy Lucien holds the Series 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/11/2024 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
08/08/2019 - 03/22/2023
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
CT
09/07/2016 - 08/13/2019
VISION FINANCIAL MARKETS LLC (Stamford CT)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2016
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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