Unclaimed
Ludwig Anthony Depasquale is a registered representative and investment advisor representative with Pruco Securities, LLC. Ludwig is based in Mt. Pleasant, SC and has been in the industry since August 9, 2007. Ludwig previously worked at The Investment Center, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Ludwig holds Series 7 and Series 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
SC
10/27/2022 - Present
Pruco Securities, LLC (MT. PLEASANT SC)
NJ
02/27/2015 - 10/21/2022
THE INVESTMENT CENTER, INC. (TOMS RIVER NJ)
NJ
08/09/2007 - 03/03/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TOMS RIVER NJ)
BOTH
Issued 09/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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