Unclaimed
Ludinila Pangan is a financial advisor with J.P. Morgan Securities LLC, with over 20 years of experience in the financial industry. Ludinila is licensed and registered in multiple states and has held previous roles with various firms. Ludinila holds Series 7, Series 63 and Series 65 licenses. Ludinila offers a range of services including financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
09/19/2013 - Present
J.p. Morgan Securities LLC (BUENA PARK CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BUENA PARK CA)
CA
03/15/2001 - 05/02/2009
WAMU INVESTMENTS, INC. (BUENA PARK CA)
MD
03/10/1998 - 05/10/1999
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
GA
08/15/1997 - 10/27/1997
WMA SECURITIES, INC. (DULUTH GA)
GA
09/22/1994 - 08/22/1995
PFS INVESTMENTS INC. (DULUTH GA)
NY
11/22/1991 - 11/24/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CA
11/07/1991 - 11/21/1991
BARABAN SECURITIES, INC. (LOS ANGELES CA)
IA
Issued 07/10/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/16/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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