linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Lucy Yuan chao Zhang

Nylife Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Lucy? Claim Your Profile

About Lucy Yuan chao Zhang

Lucy Zhang is a financial professional with over 25 years of experience in the industry. Lucy currently works with Nylife Securities LLC and is registered with FINRA and the state of New York. Lucy is also registered in California and New Jersey. She has passed several industry exams including Series 6, 7, 9, 10, 24, 26 and SIE. Lucy has worked in various roles within the financial services industry, including roles at MetLife Securities Inc., and Metropolitan Life Insurance Company.

Firm Information

Lucy Zhang is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Lucy Zhang’s Registration & Firm History

NY

05/06/2010 - Present

Nylife Securities LLC (NEW YORK NY)

NY

07/26/1996 - 11/03/2009

METLIFE SECURITIES INC. (FLUSHING NY)

NY

07/26/1996 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

Not sure if Lucy Yuan chao Zhang is right for you?

Licenses & Designations

BC

Issued 01/30/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/01/2012

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2009

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/05/2008

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 05/14/2003

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/2007

Series 7 - General Securities Representative Examination

BC

Issued 07/25/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lucy Yuan chao Zhang.
Not sure if Lucy Yuan chao Zhang is right for you?