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Lucy Wescott McLeod

Blackrock Investments, LLC

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About Lucy Wescott McLeod

Lucy McLeod is a financial professional registered with Blackrock Investments, LLC. Lucy holds the Series 63, Series 79TO, and SIE licenses. She is currently registered with the state of New York. Lucy has been in the financial industry since March 2, 2022. Prior to her current role, Lucy was employed by BARCLAYS CAPITAL INC.

Firm Information

Lucy McLeod is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lucy McLeod’s Registration & Firm History

NY

02/15/2024 - Present

Blackrock Investments, LLC (NEW YORK NY)

NY

08/06/2021 - 07/20/2023

BARCLAYS CAPITAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/11/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/06/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/29/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lucy Wescott McLeod.
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