Unclaimed
Lucy Victoria Goodling is a financial advisor with Blackstone Securities Partners LP. Lucy is a licensed securities professional with licenses in 53 states and a Series 7, Series 3, Series 63, Series 79, and SIE exam. Lucy has over 10 years of experience in the financial services industry, previously working with Moelis & Company LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/15/2015 - Present
Blackstone Securities Partners LP (NEW YORK NY)
NY
08/03/2013 - 11/17/2014
MOELIS & COMPANY LLC (NEW YORK NY)
BC
Issued 03/23/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2016
Series 3 - National Commodity Futures Examination
BC
Issued 02/17/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/03/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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