Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucy? Claim Your ProfileLucy Tran is a registered representative with Pacific Select Distributors, LLC in Newport Beach, California. Lucy has been in the securities industry since 2003 and has been with Pacific Select Distributors, LLC since 2002. Lucy holds the Series 6, Series 63, and SIE licenses. Lucy has prior experience with Spire Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/06/2022 - Present
Pacific Select Distributors, LLC (NEWPORT BEACH CA)
CA
07/06/2018 - 05/08/2022
SPIRE SECURITIES, LLC (IRVINE CA)
CA
02/11/2002 - 01/27/2017
PACIFIC SELECT DISTRIBUTORS, LLC (ALISO VIEJO CA)
BC
Issued 06/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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