Unclaimed
Lucy Stone is a financial professional with over seven years of experience in the financial services industry. Lucy holds the Series 7, Series 63, and Series 79TO licenses. Lucy is currently registered with Blackstone Securities Partners LP in New York, NY. Lucy has previously worked with SIXTH STREET BD, LLC and SunTrust Robinson Humphrey, Inc. Lucy specializes in investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/18/2024 - Present
Blackstone Securities Partners LP (NEW YORK NY)
CA
09/23/2019 - 03/11/2024
SIXTH STREET BD, LLC (San Francisco CA)
CA
08/15/2016 - 07/29/2019
SUNTRUST ROBINSON HUMPHREY, INC. (SAN FRANCISCO CA)
BC
Issued 09/01/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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