Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucy? Claim Your ProfileLucy Maria Koss is a financial professional with over 20 years of experience in the industry. Lucy currently holds Series 6 and Series 26 licenses and is registered with Cetera Investment Services LLC, Cetera Advisors LLC, Cetera Advisor Networks LLC and Cetera Financial Specialists LLC. Lucy is also registered in Colorado. Prior to her current position, Lucy was registered with First Allied Securities, Inc. and Pruco Securities, LLC. Lucy holds a SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
04/12/2022 - Present
Cetera Investment Services LLC (SCHAUMBURG IL)
IL
11/02/2021 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SCHAUMBURG IL)
NJ
10/05/1999 - 09/16/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
BC
Issued 03/11/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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