Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucy lizette? Claim Your ProfileLucy lizette Valdivia is a financial professional with over 28 years of experience in the industry. Lucy lizette is currently registered with J.P. Morgan Securities LLC and has a broad range of experience. Prior to joining J.P. Morgan Securities LLC, Lucy lizette was registered with J.P.MORGAN SECURITIES INC. and CIBC WORLD MARKETS CORP. Lucy lizette is registered in 53 states. Lucy lizette has a broad range of experience in the financial services industry, including investment banking, securities trading, and financial planning. Lucy lizette is committed to providing her clients with personalized financial advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
10/28/2008 - Present
J.p. Morgan Securities LLC (New York NY)
NY
06/10/2003 - 10/22/2008
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
NY
11/03/1997 - 06/05/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
11/18/1994 - 11/03/1997
CIBC WOOD GUNDY SECURITIES CORP. (NEW YORK NY)
BC
Issued 02/22/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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