Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucy? Claim Your ProfileLucy Lin is a financial professional with Invesco Distributors, Inc. Lucy has been in the financial services industry since 2019. Lucy is licensed to provide investment advice in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Lucy holds the Series 7, Series 63, and SIE licenses. Lucy was previously employed at RBC CAPITAL MARKETS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/08/2021 - Present
Invesco Distributors, Inc. (NEW YORK NY)
NY
09/16/2019 - 05/20/2021
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 09/20/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/09/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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