Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucy? Claim Your ProfileLucy Joseph is a registered investment advisor representative with Commonwealth Financial Network. Lucy has been in the financial services industry since June 11, 2015. Lucy holds the Series 6, 7, 63, and 65 licenses, as well as the SIE. Lucy is registered in Massachusetts and specializes in financial planning, portfolio management for businesses and individuals, pension consulting, and educational seminars. Lucy's previous firm was Citizens Securities, Inc. Lucy has experience working with individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
05/25/2022 - Present
Commonwealth Financial Network (WALTHAM MA)
MA
06/04/2015 - 05/16/2022
CITIZENS SECURITIES, INC. (WOBURN MA)
IA
Issued 05/10/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2023
Series 24 - General Securities Principal Examination
BC
Issued 06/15/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2017
Series 7 - General Securities Representative Examination
BC
Issued 06/04/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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