Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucy? Claim Your ProfileLucy Jane Harnist is a registered representative with MM Ascend Life Investor Services, LLC. Lucy began her career in the financial services industry in 2006. Prior to joining MM Ascend Life Investor Services, LLC, Lucy worked at GREAT AMERICAN ADVISORS, INC. and FIFTH THIRD SECURITIES, INC.. Lucy is licensed to sell securities in Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Maintaining registration but not actively providing advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Maintaining registration but not serving clients
1
2
OH
05/05/2010 - Present
MM Ascend Life Investor Services, LLC (CINCINNATI OH)
OH
07/29/2008 - 03/16/2010
GREAT AMERICAN ADVISORS, INC. (CINCINNATI OH)
OH
04/25/2006 - 07/18/2008
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
BC
Issued 03/31/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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