Unclaimed
Lucy Hagan-Brown Duah is a financial advisor with over 2 years of experience in the industry. Lucy is currently registered with Fidelity Brokerage Services LLC. Lucy has previously been registered with METLIFE INVESTORS DISTRIBUTION COMPANY. Lucy has passed the Series 63, Series 6TO, Series 7TO, SIE exams. Lucy also holds the no known designation. Lucy specializes in brokerage services, assisting clients with investment strategies and market analysis.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
11/30/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
NY
05/27/2022 - 05/25/2023
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
BC
Issued 12/12/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 5/27/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 5/11/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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