Unclaimed
Lucy Hagan-brown duah is a financial professional with over a year of experience in the industry. Lucy currently works at Fidelity Brokerage Services LLC, a firm known for its brokerage services and investment products. Lucy is registered to provide investment advice in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Lucy holds the Series 63, Series 7TO and the SIE licenses. Lucy previously worked at MetLife Investors Distribution Company, providing investment advice to clients in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
11/30/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
NY
05/27/2022 - 05/25/2023
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
BC
Issued 12/12/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/27/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/11/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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