Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucy? Claim Your ProfileLucy Elizabeth Yang is a financial professional with over 2 years of experience in the industry. Lucy is currently registered with Intrepid Investment Bankers LLC as a Registered Representative. Lucy holds FINRA Series 7, 79 and 63 licenses and the SIE. Lucy is licensed to operate in California and New York. Previously, Lucy was employed by PNC Capital Markets LLC in Philadelphia, PA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/05/2023 - Present
Intrepid Investment Bankers LLC (New York NY)
PA
07/01/2021 - 06/08/2023
PNC CAPITAL MARKETS LLC (PHILADELPHIA PA)
BC
Issued 07/12/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/01/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/28/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Lucy Yang is the right advisor for you? Invested Better is here to help.
