Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucy? Claim Your ProfileLucy Digioia is an investment advisor representative with Cetera Investment Advisers LLC. Lucy has over 30 years of experience in the financial services industry. Lucy is registered to provide investment advisory services in Arizona, Delaware, Florida, New Jersey, North Carolina, Tennessee, and Virginia. Lucy is also registered with the Financial Industry Regulatory Authority (FINRA) as a general securities representative and an investment company products/variable contracts representative. Lucy's previous employers include VOYA FINANCIAL ADVISORS, INC., SANTANDER SECURITIES LLC, LPL FINANCIAL LLC, WELLS FARGO ADVISORS, LLC, PNC INVESTMENTS, J.J.B. HILLIARD, W.L. LYONS, INC., VFINANCE INVESTMENTS, INC, SOMERSET FINANCIAL GROUP, INC., FLEET ENTERPRISES, INC., and USLIFE EQUITY SALES CORP.
LAKEWOOD, NJ
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
06/29/2023 - Present
Cetera Investment Advisers LLC (LAKEWOOD NJ)
NJ
06/29/2015 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (TOMS RIVER NJ)
NJ
10/03/2012 - 07/03/2015
SANTANDER SECURITIES LLC (TOMS RIVER NJ)
NJ
03/15/2012 - 09/19/2012
LPL FINANCIAL LLC (TOMS RIVER NJ)
NJ
11/26/2010 - 03/14/2012
WELLS FARGO ADVISORS, LLC (TOMS RIVER NJ)
NJ
01/01/2004 - 12/08/2010
PNC INVESTMENTS (TINTON FALLS NJ)
KY
09/11/2002 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
FL
06/14/2002 - 08/27/2002
VFINANCE INVESTMENTS, INC (BOCA RATON FL)
NJ
03/06/2000 - 06/14/2002
SOMERSET FINANCIAL GROUP, INC. (PRINCETON NJ)
NY
08/28/1992 - 03/30/2000
FLEET ENTERPRISES, INC. (NEW YORK NY)
NY
05/05/1992 - 07/13/1992
USLIFE EQUITY SALES CORP. (NEW YORK NY)
BOTH
Issued 9/25/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/17/1998
Series 7 - General Securities Representative Examination
BC
Issued 5/4/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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