Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucy? Claim Your ProfileLucy Darita-oppenheim is an active Broker-Dealer with MTS Securities, LLC and has been in the securities industry since July 30, 2001. Lucy has worked for other firms in the past such as Blue Trading, LLC, Sunrise Securities Corp., HSBC Brokerage (USA) Inc., Deutsche Bank Securities Inc., and BT Alex. Brown Incorporated. Lucy holds Series 7, 24, 55, 63, and SIE licenses. Lucy is registered in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/09/2011 - Present
MTS Securities, LLC (NEW YORK NY)
NY
06/30/2008 - 01/04/2010
BLUE TRADING, LLC (NEW YORK NY)
NY
09/20/2004 - 06/16/2008
SUNRISE SECURITIES CORP. (NEW YORK NY)
NY
06/30/2003 - 10/01/2004
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
06/07/1999 - 07/15/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
03/02/1999 - 06/07/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
BC
Issued 05/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 08/25/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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