Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucy? Claim Your ProfileLucy Cho is a Financial Advisor located in New York, NY. Lucy has been in the financial industry since 2018. Lucy is currently registered with Blackstone Securities Partners LP and previously worked with BofA Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Lucy holds Series 63, SIE, and Series 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/04/2022 - Present
Blackstone Securities Partners LP (NEW YORK NY)
NY
05/10/2019 - 10/25/2021
BOFA SECURITIES, INC. (NEW YORK NY)
NY
08/13/2018 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/17/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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