Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucy? Claim Your ProfileLucy Braddock is a registered representative associated with Northwestern Mutual Investment Services, LLC. Lucy has been in the securities industry for over 5 years. Lucy is registered to offer securities in Wisconsin. Lucy holds the Series 6, Series 7TO, Series 63 and SIE licenses. Lucy is located in Middleton, Wisconsin and is affiliated with the Middleton, Wisconsin branch office of Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
03/25/2019 - Present
Northwestern Mutual Investment Services, LLC (MIDDLETON WI)
WI
01/17/2018 - 03/15/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MIDDLETON WI)
BC
Issued 04/30/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/15/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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