Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucy? Claim Your ProfileLucy Viado is a financial professional with over 23 years of experience in the financial services industry. Lucy has held positions at several firms, including Edward Jones, Allstate Financial Services, LLC, Primevest Financial Services, Inc., HSBC Securities (USA) Inc. and Copper Financial. Lucy is currently a Registered Representative and Investment Advisor Representative with Copper Financial. Lucy is registered with the state of California and Nevada.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Fees from third-party managers to whom we refer business
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
04/25/2023 - Present
Copper Financial (Lenexa KS)
CA
05/01/2020 - 04/13/2023
EDWARD JONES (NORTHRIDGE CA)
CA
11/17/2011 - 09/19/2018
ALLSTATE FINANCIAL SERVICES, LLC (ENCINO CA)
CA
07/22/2009 - 01/15/2010
PRIMEVEST FINANCIAL SERVICES, INC. (SANTA BARBARA CA)
CA
02/16/2006 - 09/06/2007
HSBC SECURITIES (USA) INC. (LOS ANGELES CA)
NY
06/12/2002 - 07/26/2005
IFMG SECURITIES, INC. (PURCHASE NY)
NY
04/12/2002 - 06/14/2002
PARK AVENUE SECURITIES LLC (NEW YORK NY)
IL
02/02/1997 - 04/26/2000
GATEWAY INVESTMENT SERVICES, INC. (OAK PARK IL)
WI
01/01/1990 - 03/31/1995
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
05/04/1988 - 11/09/1988
FN INVESTMENT CENTER
BOTH
Issued 06/08/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/03/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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