Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucio? Claim Your ProfileLucio R. Chavez is a financial advisor with Fidelity Brokerage Services LLC. Lucio has over 25 years of experience in the financial services industry, having worked previously at National Financial Services LLC and Barclays Capital Inc. Lucio is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 7 and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
10/13/2006 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
MA
06/08/2000 - 04/07/2016
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
NY
06/28/1996 - 05/12/2000
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 11/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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