Unclaimed
Lucinda Fairfield is a financial advisor with over 40 years of experience in the industry. Lucinda has held various roles at reputable firms such as Boettcher & Company, Inc., E. J. Pittock & Co., Incorporated, OTC NET INCORPORATED, and BLINDER, ROBINSON & CO.,INC., and has a strong track record of success. Lucinda is a CERTIFIED FINANCIAL PLANNER™ professional and is currently registered with LPL Financial LLC. Lucinda's areas of expertise include financial planning, portfolio management for businesses and individuals, and pension consulting. Lucinda is dedicated to providing clients with personalized financial advice and solutions to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NM
09/28/2022 - Present
LPL Financial LLC (ALBUQUERQUE NM)
NM
08/05/2002 - 10/12/2022
MAPLEWOOD INVESTMENTS, INC. (ALBUQUERQUE NM)
NE
03/28/1996 - 08/12/2002
SECURITIES AMERICA, INC. (LAVISTA NE)
CA
08/21/1990 - 03/27/1996
VANGUARD CAPITAL (DEL MAR CA)
NA
07/22/1982 - 08/21/1990
BOETTCHER & COMPANY, INC.
NA
06/21/1982 - 07/27/1982
E. J. PITTOCK & CO., INCORPORATED
NA
07/11/1979 - 06/09/1982
OTC NET INCORPORATED
NA
05/01/1979 - 06/04/1980
BLINDER, ROBINSON & CO.,INC.
IA
Issued 11/21/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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