Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucinda? Claim Your ProfileLucinda Glynn is a financial advisor with Axos Clearing LLC. Lucinda has been in the financial services industry since February 11, 2015 and is registered with FINRA and the state of Nebraska. Lucinda has passed the Series 63, Series 7, and SIE exams. Previously, Lucinda has worked for TD Ameritrade, Inc., CHARLES SCHWAB & CO., INC., and TD Ameritrade Clearing, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
01/09/2024 - Present
Axos Clearing LLC (Omaha NE)
NE
01/23/2023 - 01/10/2024
CHARLES SCHWAB & CO., INC. (Omaha NE)
NE
03/16/2015 - 12/20/2023
TD AMERITRADE, INC. (OMAHA NE)
NE
02/12/2015 - 12/20/2023
TD AMERITRADE CLEARING, INC. (OMAHA NE)
BC
Issued 03/13/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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